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Pursuant to Item 401(b) of Regulation S-K,
the information required by this item
with respect to executive officers of
the Company is set forth in Part I of
this report.
ITEM 11. EXECUTIVE COMPENSATION
The information required by this item is
incorporated herein by reference to
the 2002 Proxy Statement, which will
be filed with the Commission not later
than 120 days subsequent to December
31, 2001.
ITEM 12. SECURITY OWNERSHIP OF CERTAIN
BENEFICIAL OWNERS AND MANAGEMENT
The information required by this item is
incorporated herein by reference to
the 2002 Proxy Statement, which will
be filed with the Commission not later
than 120 days subsequent to December
31, 2001.
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED
PARTY TRANSACTIONS
The information required by this item is
incorporated herein by reference to
the 2002 Proxy Statement which will
be filed with the Commission not later
than 120 days subsequent to December
31, 2001.
PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENT
SCHEDULES AND REPORTS ON FORM 8-K
(a)(1) FINANCIAL STATEMENTS
THE RESPONSE
TO THIS ITEM IS SUBMITTED IN A SEPARATE
SECTION OF THIS REPORT.
(a)(2) FINANCIAL STATEMENT SCHEDULES
All schedules
and other statements for which provision
is made in the applicable regulations
of the Commission have been omitted
because they are not required under
the relevant instructions or are inapplicable.
(a)(3) EXHIBITS
EXHIBIT INDEX
Exhibit
Number |
Description |
| 2.1 |
Combination Agreement by
and among the Company, Carrizo
Production, Inc., Encinitas
Partners Ltd., La Rosa Partners
Ltd., Carrizo Partners Ltd.,
Paul B. Loyd, Jr., Steven
A. Webster, S.P. Johnson
IV, Douglas A.P. Hamilton
and Frank A. Wojtek dated
as of June 6, 1998 (Incorporated
herein by reference to Exhibit
2.1 to the Company's Registration
Statement on Form S-1 (Registration
No. 333-29187)). |
| 3.1 |
Amended and Restated Articles
of Incorporation of the
Company (Incorporated herein
by reference to Exhibit
3.1 to the Company's Annual
Report on Form 10-K for
the year ended December
31, 1998). |
| 3.2 |
Amended and Restated Bylaws
of the Company, as amended
by Amendment No. 1 Incorporated
herein by reference to Exhibit
3.2 to the Company's Registration
Statement on Form 8-A (Registration
No. 000-22915), Amendment
No. 2 (Incorporated herein
by reference to
Exhibit 3.2 to the Company's
Current Report on Form 8-K
dated December 15, 1999)
and Amendment No. 3 (Incorporated
by reference to Exhibit
3.1 to the Company's Current
Report on Form 8-K dated
February 20, 2002). |
| 3.3 |
Statement of Resolution
dated February 20, 2002
establishing the Series
B Convertible Participating
Preferred Stock providing
for the designations, preferences,
limitations and relative
rights, voting, redemption
and other rights thereof
(Incorporated herein by
reference to Exhibit 99.2
to the Company's Current
Report on Form 8-K dated
February 20, 2002). |
| 4.1 |
First Amended, Restated,
and Combined Loan Agreement
between the Company and
Compass Bank dated August
28, 1998 (Incorporated herein
by reference to Exhibit
4.1 to the Company's Quarterly
Report on Form 10-Q for
the quarter ended September
30, 1998).
|
| 4.2 |
First Amendment to First
Amended, Restated, and Combined
Loan Agreement between the
Company and Compass Bank
dated December 23, 1998
(Incorporated herein by
reference to Exhibit 4.2
to the Company's Annual
Report on Form 10-K for
the year ended December
31, 1998). |
| 4.3 |
Second Amendment to First
Amended, Restated, and Combined
Loan Agreement between the
Company and Compass Bank
dated December 30, 1998
(Incorporated herein by
reference to Exhibit 4.3
to the Company's Annual
Report on Form 10-K for
the year ended December
31, 1998). |
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